Hayes M. Kennedy - 07 May 2024 Form 4 Insider Report for BROADWIND, INC. (BWEN)

Role
Chief Human Resources Officer
Signature
/s/ Thomas A. Ciccone as Attorney-in-Fact for Hayes M. Kennedy pursuant to Power of Attorney previously filed
Issuer symbol
BWEN
Transactions as of
07 May 2024
Net transactions value
-$1,196
Form type
4
Filing time
09 May 2024, 17:04:25 UTC
Previous filing
29 Apr 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BWEN Common Stock Tax liability $1,196 -551 -1.8% $2.17 30,889 07 May 2024 Direct F1, F2
holding BWEN Common Stock 9,615 07 May 2024 By 401(k) Plan
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Hayes M. Kennedy is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.
F2 Includes (i) 4,017 restricted stock units that vest on 4/25/25; and (ii) 7,141 restricted stock units that vest 2,380 shares on 5/25/24 and 5/25/25 and 2,381 shares on 5/25/26.