Gary Fan - 20 Mar 2024 Form 4/A Insider Report for RBB Bancorp (RBB)

Role
EVP/Chief Admin Officer
Signature
/s/ Gary Fan
Issuer symbol
RBB
Transactions as of
20 Mar 2024
Net transactions value
$0
Form type
4/A
Filing time
22 Mar 2024, 21:41:40 UTC
Date Of Original Report
22 Mar 2024
Previous filing
23 Feb 2024
Next filing
09 Dec 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding RBB Common Stock, No Par Value 0 20 Mar 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding RBB Stock Options 30,000 20 Mar 2024 Stock Options 30,000 $21.17 Direct F1
holding RBB Restricted Stock Units 3,033 20 Mar 2024 Restricted Stock Units 3,033 $0.000000 Direct F2, F3
holding RBB Restricted Stock Units 3,944 20 Mar 2024 Restricted Stock Units 3,944 $0.000000 Direct F3, F4
holding RBB Performance Stock Units 5,916 20 Mar 2024 Performance Stock Units 5,916 $0.000000 Direct F3, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These options vest in five equal annual installments beginning one year after the 12/05/2022 date of grant.
F2 These restricted stock units vest in three equal installments beginning one year after 02/21/2024 date of grant.
F3 There will be no expiration date once restricted stock units vest.
F4 These restricted stock units vest in three equal installments beginning one year after 03/20/2024 date of grant.
F5 These performance stock units ("PSUs") will vest conditionally on the achievement of certain performance goals and an employment condition. The reported PSUs will vest at the expiration of a three-year period beginning on 03/20/2024 subject to the Reporting Person's satisfaction of the employment condition.

Remarks:

Gary Fan was granted 3,944 restricted stock units (RSUs) and a maximum amount of 5,916 performance stock units (PSUs) on March 20, 2024. Amended to reflect correct amount of RSU.