Gary Fan - Mar 20, 2024 Form 4/A Insider Report for RBB Bancorp (RBB)

Role
EVP/Chief Admin Officer
Signature
/s/ Gary Fan
Stock symbol
RBB
Transactions as of
Mar 20, 2024
Transactions value $
$0
Form type
4/A
Date filed
3/22/2024, 09:41 PM
Date Of Original Report
Mar 22, 2024
Previous filing
Feb 23, 2024
Next filing
Dec 9, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding RBB Common Stock, No Par Value 0 Mar 20, 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding RBB Stock Options 30K Mar 20, 2024 Stock Options 30K $21.17 Direct F1
holding RBB Restricted Stock Units 3.03K Mar 20, 2024 Restricted Stock Units 3.03K $0.00 Direct F2, F3
holding RBB Restricted Stock Units 3.94K Mar 20, 2024 Restricted Stock Units 3.94K $0.00 Direct F3, F4
holding RBB Performance Stock Units 5.92K Mar 20, 2024 Performance Stock Units 5.92K $0.00 Direct F3, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These options vest in five equal annual installments beginning one year after the 12/05/2022 date of grant.
F2 These restricted stock units vest in three equal installments beginning one year after 02/21/2024 date of grant.
F3 There will be no expiration date once restricted stock units vest.
F4 These restricted stock units vest in three equal installments beginning one year after 03/20/2024 date of grant.
F5 These performance stock units ("PSUs") will vest conditionally on the achievement of certain performance goals and an employment condition. The reported PSUs will vest at the expiration of a three-year period beginning on 03/20/2024 subject to the Reporting Person's satisfaction of the employment condition.

Remarks:

Gary Fan was granted 3,944 restricted stock units (RSUs) and a maximum amount of 5,916 performance stock units (PSUs) on March 20, 2024. Amended to reflect correct amount of RSU.