Gary Fan - Feb 21, 2024 Form 4 Insider Report for RBB Bancorp (RBB)

Role
EVP/Chief Admin Officer
Signature
/s/ Gary Fan
Stock symbol
RBB
Transactions as of
Feb 21, 2024
Transactions value $
$0
Form type
4
Date filed
2/23/2024, 05:58 PM
Previous filing
Dec 23, 2022
Next filing
Mar 22, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding RBB Common Stock, No Par Value 0 Feb 21, 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding RBB Stock Options 30K Feb 21, 2024 Stock Options 30K $21.17 Direct F1
holding RBB Restricted Stock Units 3.03K Feb 21, 2024 Restricted Stock Units 3.03K $0.00 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These options vest in five equal annual installments beginning one year after the 12/05/2022 date of grant.
F2 These restricted stock units vest in three equal installments beginning one year after 02/21/2024 date of grant.
F3 There will be no expiration date once restricted stock units vest.

Remarks:

Gary Fan was granted 3,033 restricted stock units that will vest in three equal annual installments on 02/21/2025, 02/21/2026, and 02/21/2027.