Ira Goldfarb - 31 Dec 2023 Form 5 Insider Report for Sow Good Inc. (SOWG)

Role
Executive Chairman, Director, 10%+ Owner
Signature
/s/ Ira Goldfarb
Issuer symbol
SOWG
Transactions as of
31 Dec 2023
Net transactions value
$0
Form type
5
Filing time
09 Feb 2024, 14:06:33 UTC
Previous filing
19 Dec 2023
Next filing
29 Mar 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding SOWG Common Stock 292,115 31 Dec 2023 Direct F1, F2
holding SOWG Common Stock 1,620,973 31 Dec 2023 By S-FDF, LLC F1, F3
holding SOWG Common Stock 57,646 31 Dec 2023 By Trust F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This Form 5 is being filed to correct the number of securities beneficially owned by the reporting person and reflects the amount of securities beneficially owned by the reporting person as of the date hereof. This Form 5 also creates a clear separation of the shares owned by various entities that Mr. Goldfarb may have a pecuniary interest in or control over.
F2 Mr. Goldfarb owns 181,901 shares held as joint tenants with right of survivorship with Mr. Goldfarb's spouse, Claudia Goldfarb.
F3 Shares held by S-FDF, LLC over which Mr. Goldfarb and his spouse Claudia Goldfarb (who is also a director, officer and indirect 10% beneficial owner, by virtue of S-FDF's holdings, of the issuer) share control and pecuniary interest.
F4 Shares held by The Ira Goldfarb Irrevocable Trust for which Mr. Goldfarb is a trustee and holds a pecuniary interest, and shares held by Ira Goldfarb 2021 Declaration of Trust f/b/o Brett Steven Goldfarb, Ira Goldfarb 2021 Declaration of Trust f/b/o Alexandria Lexie Gutierrez and Ira Goldfarb 2021 Declaration of Trust f/b/o Ava Lauren Gutierrez, for which Mr. Goldfarb is a trustee.