James Kao - Jan 18, 2023 Form 4/A - Amendment Insider Report for RBB Bancorp (RBB)

Role
Director
Signature
/s/ James Kao
Stock symbol
RBB
Transactions as of
Jan 18, 2023
Transactions value $
$0
Form type
4/A - Amendment
Date filed
11/9/2023, 07:20 PM
Date Of Original Report
Jan 20, 2023
Previous filing
Jul 22, 2022
Next filing
Nov 9, 2023

Transactions Table

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RBB Restricted Stock Units Options Exercise $0 -500 -100% $0.00* 0 Jan 19, 2022 Restricted Stock Units 500 $0.00 Direct F1, F2
transaction RBB Restricted Stock Units Options Exercise $0 -800 -57.14% $0.00 600 Jan 18, 2023 Restricted Stock Units 1.4K $0.00 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These restricted stock units vest in two installments: 500 at 07/21/2022 and 500 at 01/19/2023.
F2 There will be no expiration date once restricted stock units vest.
F3 These restricted stock units vest in two installments: 800 on 01/18/2023 and 600 at 01/18/2024.

Remarks:

Dr. James Kao was granted 1,400 restricted stock units that will vest in two installments: 800 on 01/18/2023 and 600 on 01/18/2024. The second and final vesting of the RSUs that were granted on 1/19/2022 are also reflected. Amended to reflect correct number of options in Table II.