-
Signature
-
/s/ James Kao
-
Stock symbol
-
RBB
-
Transactions as of
-
Jan 18, 2023
-
Transactions value $
-
$0
-
Form type
-
4/A - Amendment
-
Date filed
-
11/9/2023, 07:20 PM
-
Date Of Original Report
-
Jan 20, 2023
Transactions Table
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
| transaction |
RBB |
Common Stock, No Par Value |
Options Exercise |
$0 |
+800 |
+0.18% |
$0.00 |
445K |
Jan 18, 2023 |
Direct |
|
| transaction |
RBB |
Common Stock, No Par Value |
Options Exercise |
$0 |
+500 |
+0.11% |
$0.00 |
446K |
Jan 19, 2023 |
Direct |
|
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
| transaction |
RBB |
Restricted Stock Units |
Options Exercise |
$0 |
-500 |
-100% |
$0.00* |
0 |
Jan 19, 2022 |
Restricted Stock Units |
500 |
$0.00 |
Direct |
F1, F2 |
| transaction |
RBB |
Restricted Stock Units |
Options Exercise |
$0 |
-800 |
-57.14% |
$0.00 |
600 |
Jan 18, 2023 |
Restricted Stock Units |
1.4K |
$0.00 |
Direct |
F2, F3 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Explanation of Responses:
Remarks:
Dr. James Kao was granted 1,400 restricted stock units that will vest in two installments: 800 on 01/18/2023 and 600 on 01/18/2024. The second and final vesting of the RSUs that were granted on 1/19/2022 are also reflected. Amended to reflect correct number of options in Table II.