James Kao - 21 Jul 2022 Form 4/A - Amendment Insider Report for RBB Bancorp (RBB)

Role
Director
Signature
/s/ James Kao
Issuer symbol
RBB
Transactions as of
21 Jul 2022
Net transactions value
$0
Form type
4/A - Amendment
Filing time
22 Jul 2022, 21:58:16 UTC
Date Of Original Report
24 Jan 2022
Previous filing
15 Jun 2022
Next filing
09 Nov 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RBB Common Stock, No Par Value Options Exercise $0 +600 +0.14% $0.000000 444,476 21 Jul 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RBB Restricted Stock Units Options Exercise $0 -600 -55% $0.000000 500 21 Jul 2022 Restricted Stock Units 1,100 $0.000000 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These restricted stock units vest in two installments: 600 at 07/21/2022 and 500 at 01/19/2023.
F2 There will be no expiration date once restricted stock units vest.

Remarks:

On July 20, 2022, the Board of Directors approved the amendment of all director's vesting period. This represents James Kao's first vesting of 600 RSUs.