Laura Lee Stewart - Nov 7, 2023 Form 4/A - Amendment Insider Report for Sound Financial Bancorp, Inc. (SFBC)

Role
President and CEO, Director
Signature
/s/ Laura Lee Stewart, Attorney-in-Fact
Stock symbol
SFBC
Transactions as of
Nov 7, 2023
Transactions value $
$0
Form type
4/A - Amendment
Date filed
11/9/2023, 02:12 PM
Date Of Original Report
Nov 8, 2023
Previous filing
Feb 8, 2023
Next filing
Dec 7, 2023

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SFBC Stock Option (Right to Buy) Options Exercise $0 -2.94K -100% $0.00* 0 Nov 7, 2023 Common Stock 2.94K $16.80 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Options are fully exercisable.
F2 On November 8, 2023, the reporting person filed a Form 4 which inadvertently reported that, following her exercise of an option for 2,937 shares at an exercise price of $16.80, she had 2,937 option shares remaining. In fact, as reported in this amendment, the reporting person had no option shares remaining at an exercise price of $16.80.