Laura Lee Stewart - 07 Nov 2023 Form 4/A - Amendment Insider Report for Sound Financial Bancorp, Inc. (SFBC)

Role
President and CEO, Director
Signature
/s/ Laura Lee Stewart, Attorney-in-Fact
Issuer symbol
SFBC
Transactions as of
07 Nov 2023
Net transactions value
$0
Form type
4/A - Amendment
Filing time
09 Nov 2023, 14:12:43 UTC
Date Of Original Report
08 Nov 2023
Previous filing
08 Feb 2023
Next filing
07 Dec 2023
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SFBC Stock Option (Right to Buy) Options Exercise $0 -2,937 -100% $0.000000* 0 07 Nov 2023 Common Stock 2,937 $16.80 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Options are fully exercisable.
F2 On November 8, 2023, the reporting person filed a Form 4 which inadvertently reported that, following her exercise of an option for 2,937 shares at an exercise price of $16.80, she had 2,937 option shares remaining. In fact, as reported in this amendment, the reporting person had no option shares remaining at an exercise price of $16.80.