Laura Lee Stewart - Feb 8, 2023 Form 4 Insider Report for Sound Financial Bancorp, Inc. (SFBC)

Role
President and CEO, Director
Signature
/s/ Laura Lee Stewart
Stock symbol
SFBC
Transactions as of
Feb 8, 2023
Transactions value $
-$2
Form type
4
Date filed
2/8/2023, 12:16 PM
Previous filing
Jan 31, 2023
Next filing
Nov 9, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SFBC Common Stock Options Exercise $181K +10.8K +20.77% $16.80 62.8K Feb 8, 2023 Direct
transaction SFBC Common Stock Tax liability -$181K -4.53K -7.21% $40.08 58.3K Feb 8, 2023 Direct
holding SFBC Common Stock 13.1K Feb 8, 2023 By ESOP
holding SFBC Common Stock 18K Feb 8, 2023 By 401(k)

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SFBC Stock Option (Right to Buy) Options Exercise $0 -10.8K -78.62% $0.00 2.94K Feb 7, 2023 Common Stock 10.8K $16.80 Direct F1
holding SFBC Stock Option (Right to Buy) 8.36K Feb 8, 2023 Common Stock 8.36K $18.36 Direct F1
holding SFBC Stock Option (Right to Buy) 3.5K Feb 8, 2023 Common Stock 3.5K $18.36 Direct F1
holding SFBC Stock Option (Right to Buy) 250 Feb 8, 2023 Common Stock 250 $33.50 Direct F1
holding SFBC Stock Option (Right to Buy) 120 Feb 8, 2023 Common Stock 120 $36.26 Direct F1
holding SFBC Stock Option (Right to Buy) 300 Feb 8, 2023 Common Stock 300 $32.46 Direct F2
holding SFBC Stock Option (Right to Buy) 1.8K Feb 8, 2023 Common Stock 1.8K $40.13 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Options are fully exercisable.
F2 Options vest in three equal annual installments beginning on January 27, 2021.
F3 Options vest in three equal annual installments beginning on January 27, 2023.