William Henry Pickle - 03 Nov 2023 Form 4 Insider Report for WAVEDANCER, INC. (AIFF)

Role
Director
Signature
/s/ William Pickle
Issuer symbol
AIFF
Transactions as of
03 Nov 2023
Net transactions value
$0
Form type
4
Filing time
07 Nov 2023, 15:42:16 UTC
Previous filing
23 Nov 2022
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction WAVD Options (Right-to-Buy) Award $0 +5,000 +50% $0.000000 15,000 03 Nov 2023 Common Stock 5,000 $2.03 Direct F1, F2
holding WAVD Warrants (right-to-buy) 6,829 03 Nov 2023 Common Stock 6,829 Warrants owned by William and Jean Pickle trust under shared voting and dispositive powers F3, F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Granted pursuant to and in accordance with the WaveDancer 2021 Stock Incentive Plan.
F2 The options become exercisable as to 2,500 Options on October 25, 2024, and 2,500 Options on October 25, 2025.
F3 Includes 6,500 warrants exercisable at $30.00 per share and 329 warrants exercisable at $45.00 per share.
F4 Includes 6,500 warrants exercisable on August 26, 2021, and 329 warrants exercisable on January 1, 2023.
F5 Includes 6,500 warrants expiring August 26, 2026, and 329 warrants expiring December 31, 2026.