Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
transaction | WAVD | Options (Right-to-Buy) | Award | $0 | +5K | +50% | $0.00 | 15K | Nov 3, 2023 | Common Stock | 5K | $2.03 | Direct | F1, F2 |
holding | WAVD | Warrants (right-to-buy) | 6.83K | Nov 3, 2023 | Common Stock | 6.83K | Warrants owned by William and Jean Pickle trust under shared voting and dispositive powers | F3, F4, F5 |
Id | Content |
---|---|
F1 | Granted pursuant to and in accordance with the WaveDancer 2021 Stock Incentive Plan. |
F2 | The options become exercisable as to 2,500 Options on October 25, 2024, and 2,500 Options on October 25, 2025. |
F3 | Includes 6,500 warrants exercisable at $30.00 per share and 329 warrants exercisable at $45.00 per share. |
F4 | Includes 6,500 warrants exercisable on August 26, 2021, and 329 warrants exercisable on January 1, 2023. |
F5 | Includes 6,500 warrants expiring August 26, 2026, and 329 warrants expiring December 31, 2026. |