William Pickle - Nov 3, 2023 Form 4 Insider Report for WAVEDANCER, INC. (WAVD)

Role
Director
Signature
/s/ William Pickle
Stock symbol
WAVD
Transactions as of
Nov 3, 2023
Transactions value $
$0
Form type
4
Date filed
11/7/2023, 03:42 PM
Previous filing
Nov 23, 2022

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction WAVD Options (Right-to-Buy) Award $0 +5K +50% $0.00 15K Nov 3, 2023 Common Stock 5K $2.03 Direct F1, F2
holding WAVD Warrants (right-to-buy) 6.83K Nov 3, 2023 Common Stock 6.83K Warrants owned by William and Jean Pickle trust under shared voting and dispositive powers F3, F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Granted pursuant to and in accordance with the WaveDancer 2021 Stock Incentive Plan.
F2 The options become exercisable as to 2,500 Options on October 25, 2024, and 2,500 Options on October 25, 2025.
F3 Includes 6,500 warrants exercisable at $30.00 per share and 329 warrants exercisable at $45.00 per share.
F4 Includes 6,500 warrants exercisable on August 26, 2021, and 329 warrants exercisable on January 1, 2023.
F5 Includes 6,500 warrants expiring August 26, 2026, and 329 warrants expiring December 31, 2026.