Thomas Boone Pickens III - Sep 29, 2023 Form 4 Insider Report for ASTROTECH Corp (ASTC)

Role
CEO, Director
Signature
/s/ Tom Pickens
Stock symbol
ASTC
Transactions as of
Sep 29, 2023
Transactions value $
$0
Form type
4
Date filed
10/2/2023, 03:44 PM
Previous filing
Apr 18, 2022
Next filing
Oct 15, 2024

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ASTC Stock Options Award $0 +49.8K +182.95% $0.00 77K Sep 29, 2023 Stock Options 49.8K $10.10 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Default vesting is one-third of the total number of Employee Stock Options granted on each of the first three anniversaries of September 29, 2023, such that 100% of the Employee Stock Options granted shall be fully vested and exercisable on September 29, 2023, subject to Employee's continuous employment with the Issuer through each such applicable anniversary.