Thomas Boone Pickens III - 29 Sep 2023 Form 4 Insider Report for ASTROTECH Corp (ASTC)

Role
CEO, Director
Signature
/s/ Tom Pickens
Issuer symbol
ASTC
Transactions as of
29 Sep 2023
Net transactions value
$0
Form type
4
Filing time
02 Oct 2023, 15:44:36 UTC
Previous filing
18 Apr 2022
Next filing
15 Oct 2024
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ASTC Stock Options Award $0 +49,760 +183% $0.000000 76,959 29 Sep 2023 Stock Options 49,760 $10.10 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Default vesting is one-third of the total number of Employee Stock Options granted on each of the first three anniversaries of September 29, 2023, such that 100% of the Employee Stock Options granted shall be fully vested and exercisable on September 29, 2023, subject to Employee's continuous employment with the Issuer through each such applicable anniversary.