Hayes M. Kennedy - 21 Aug 2023 Form 4 Insider Report for BROADWIND, INC. (BWEN)

Role: Chief Human Resources Officer
Signature: /s/ Thomas A. Ciccone as Attorney-in-Fact for Hayes M. Kennedy pursuant to Power of Attorney previously filed
Issuer symbol: BWEN
Transactions as of: 21 Aug 2023
Net transactions value: +$9,653
Form type: 4
Filing time: 23 Aug 2023, 17:02:47 UTC
Previous filing: 30 May 2023
Next filing: 29 Apr 2024
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	BWEN	Common Stock	Purchase	$9,653	+2,500	+8.3%	$3.86	32,725	21 Aug 2023	Direct	F1
holding	BWEN	Common Stock						7,284	21 Aug 2023	By 401(k) Plan

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Includes (i) 1,898 restricted stock units that vest on 10/26/23; (ii) 1,961 restricted stock units that vest on 5/7/24; (iii) 8,033 restricted stock units that vest 4,016 shares on 4/25/24 and 4,017 shares on 4/25/25; and (iv) 7,141 restricted stock units that vest 2,380 shares on 5/25/24 and 5/25/25 and 2,381 shares on 5/25/26.