Hayes M. Kennedy - Aug 21, 2023 Form 4 Insider Report for BROADWIND, INC. (BWEN)

Role
Chief Human Resources Officer
Signature
/s/ Thomas A. Ciccone as Attorney-in-Fact for Hayes M. Kennedy pursuant to Power of Attorney previously filed
Stock symbol
BWEN
Transactions as of
Aug 21, 2023
Transactions value $
$9,653
Form type
4
Date filed
8/23/2023, 05:02 PM
Previous filing
May 30, 2023
Next filing
Apr 29, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BWEN Common Stock Purchase $9.65K +2.5K +8.27% $3.86 32.7K Aug 21, 2023 Direct F1
holding BWEN Common Stock 7.28K Aug 21, 2023 By 401(k) Plan
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes (i) 1,898 restricted stock units that vest on 10/26/23; (ii) 1,961 restricted stock units that vest on 5/7/24; (iii) 8,033 restricted stock units that vest 4,016 shares on 4/25/24 and 4,017 shares on 4/25/25; and (iv) 7,141 restricted stock units that vest 2,380 shares on 5/25/24 and 5/25/25 and 2,381 shares on 5/25/26.