Sachin M. Shivaram - Aug 17, 2023 Form 4 Insider Report for BROADWIND, INC. (BWEN)

Role
Director
Signature
/s/ Thomas A. Ciccone as Attorney-in-Fact for Sachin M. Shivaram pursuant to Power of Attorney previously filed
Stock symbol
BWEN
Transactions as of
Aug 17, 2023
Transactions value $
$101,440
Form type
4
Date filed
8/21/2023, 04:42 PM
Previous filing
May 30, 2023
Next filing
Nov 20, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BWEN Common Stock Purchase $6.19K +1.79K +6.68% $3.46 28.6K Aug 17, 2023 Direct
transaction BWEN Common Stock Purchase $95.2K +25.9K +90.79% $3.67 54.5K Aug 18, 2023 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was executed in multiple trades at prices ranging from $3.46 to $3.75; the price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC, Broadwind, Inc. or a security holder of Broadwind, Inc.
F2 Includes (i) 14,617 restricted stock units that vest on 11/2/2023 and (ii) 12,165 restricted stock units that vest on 5/25/24.