Mitchell E. Levinson - May 25, 2023 Form 4/A - Amendment Insider Report for Pulse Biosciences, Inc. (PLSE)

Role
Chief Strategy Officer
Signature
/s/ Kenneth B. Stratton, as Attorney-in-Fact
Stock symbol
PLSE
Transactions as of
May 25, 2023
Transactions value $
$24,965
Form type
4/A - Amendment
Date filed
7/6/2023, 08:32 PM
Date Of Original Report
Jun 13, 2023
Previous filing
May 9, 2023
Next filing
Jul 14, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PLSE Common Stock Exercise of in-the-money or at-the-money derivative security $22.4K +10.9K +18.91% $2.05 68.8K May 25, 2023 Direct F1
transaction PLSE Common Stock Exercise of in-the-money or at-the-money derivative security $1.67K +814 +24.51% $2.05 4.14K May 25, 2023 Spouse
transaction PLSE Common Stock Exercise of in-the-money or at-the-money derivative security $293 +143 +24.2% $2.05 734 May 25, 2023 Immediate family member
transaction PLSE Common Stock Exercise of in-the-money or at-the-money derivative security $293 +143 +24.2% $2.05 734 May 25, 2023 Immediate family member
transaction PLSE Common Stock Exercise of in-the-money or at-the-money derivative security $293 +143 +24.2% $2.05 734 May 25, 2023 Immediate family member

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PLSE Warrant (right to buy) Exercise of in-the-money or at-the-money derivative security $0 -10.9K -100% $0.00* 0 May 25, 2023 Common Stock 10.9K $2.05 Direct
transaction PLSE Warrant (right to buy) Exercise of in-the-money or at-the-money derivative security $0 -814 -100% $0.00* 0 May 25, 2023 Common Stock 814 $2.05 Spouse
transaction PLSE Warrant (right to buy) Exercise of in-the-money or at-the-money derivative security $0 -143 -100% $0.00* 0 May 25, 2023 Common Stock 143 $2.05 Immediate family member
transaction PLSE Warrant (right to buy) Exercise of in-the-money or at-the-money derivative security $0 -143 -100% $0.00* 0 May 25, 2023 Common Stock 143 $2.05 Immediate family member
transaction PLSE Warrant (right to buy) Exercise of in-the-money or at-the-money derivative security $0 -143 -100% $0.00* 0 May 25, 2023 Common Stock 143 $2.05 Immediate family member
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The number of shares beneficially owned, as reported on the Form 4 filed on June 13, 2023, erroneously included options held by the Reporting Person.