Mitchell E. Levinson - 17 Apr 2023 Form 4 Insider Report for Pulse Biosciences, Inc. (PLSE)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
09 May 2023, 21:46:31 UTC
Prior SEC filing
11 Oct 2022
Next SEC filing
06 Jul 2023
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Kenneth B. Stratton, as Attorney-in-Fact

Key filing fact

Mitchell E. Levinson filed Form 4 for Pulse Biosciences, Inc. (PLSE) on 09 May 2023.

Key facts

  • This page summarizes Mitchell E. Levinson's Form 4 filing for Pulse Biosciences, Inc. (PLSE).
  • 2 reported transactions and 2 derivative rows are listed below.
  • Accepted by SEC: 09 May 2023, 21:46.

Change

  • Previous filing in this sequence was filed on 11 Oct 2022.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

PLSE transaction Derivative

Stock Option (right to buy)

Award

Transaction value
Shares
+17,700
Change %
Price
Shares after
17,700
Date
08 May 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
17,700
Exercise price
$8.02
Footnotes
F1, F2
PLSE transaction Derivative

Stock Option (right to buy)

Award

Transaction value
Shares
+2,000
Change %
Price
Shares after
2,000
Date
17 Apr 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
2,000
Exercise price
$5.81
Footnotes
F2
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

The option was granted on May 8, 2023 under the Issuer's 2017 Equity Incentive Plan. The shares subject to the option are subject to performance-based vesting criteria. 4,425 shares will vest in equal annual installments over the following four years, subject to achievement of the vesting criteria and the reporting person's continued service through each vesting date.

Footnote F2

Not applicable.

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