Arturo Rodriguez - Jun 12, 2023 Form 4 Insider Report for Aterian, Inc. (ATER)

Role
Chief Financial Officer
Signature
/s/ Arturo Rodriguez
Stock symbol
ATER
Transactions as of
Jun 12, 2023
Transactions value $
-$38,066
Form type
4
Date filed
6/14/2023, 09:10 PM
Previous filing
Mar 16, 2023
Next filing
Sep 14, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ATER Common Stock Award $0 +958K +213.28% $0.00 1.41M Jun 12, 2023 Direct F1
transaction ATER Common Stock Sale -$38.1K -74.8K -5.31% $0.51 1.33M Jun 12, 2023 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Comprised of 924,437 shares of restricted common stock granted pursuant to the Issuer's 2018 Equity Incentive Plan that are subject to vesting and 33,973 shares of restricted common stock granted pursuant to the Issuer's 2018 Equity Incentive Plan that vested in full on June 12, 2023.
F2 Shares were automatically sold by the Reporting Person on a non-discretionary basis solely to satisfy tax withholding obligations upon the vesting of restricted stock awards.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.50 to $0.56, inclusive. The Reporting Person undertakes to provide Aterian, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein in this footnote.