Eric B. Blashford - 25 May 2023 Form 4 Insider Report for BROADWIND, INC. (BWEN)

Signature
/s/ Thomas A. Ciccone, as Attorney-in-Fact for Eric B. Blashford pursuant to Power of Attorney previously filed
Issuer symbol
BWEN
Transactions as of
25 May 2023
Net transactions value
-$151,930
Form type
4
Filing time
30 May 2023, 16:41:27 UTC
Previous filing
10 May 2023
Next filing
18 Aug 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BWEN Common Stock Award $0 +35,423 +10% $0.000000 375,046 25 May 2023 Direct
transaction BWEN Common Stock Award $0 +80,292 +21% $0.000000 455,338 25 May 2023 Direct
transaction BWEN Common Stock Tax liability $151,930 -36,966 -8.1% $4.11 418,372 25 May 2023 Direct F1, F2
holding BWEN Common Stock 23,744 25 May 2023 By 401(k) Plan
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a performance restricted stock units award by directing the Company to withhold shares otherwise issuable pursuant to the award.
F2 Includes (i) 9,336 restricted stock units that vest on 5/7/24; (ii) 39,844 restricted stock units that vest 19,922 shares on each of 4/25/24 and 4/25/25; and (iii) 35,423 restricted stock units that vest 11,807 shares on 5/25/24, and 11,808 shares on each of 5/25/25 and 5/25/26.