Wayne W. Hanna - 25 May 2023 Form 4 Insider Report for BROADWIND, INC. (BWEN)

Signature
/s/ Thomas A. Ciccone, as Attorney-in-Fact for Wayne W. Hanna pursuant to Power of Attorney previously filed
Issuer symbol
BWEN
Transactions as of
25 May 2023
Net transactions value
-$28,043
Form type
4
Filing time
30 May 2023, 16:39:17 UTC
Previous filing
10 May 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BWEN Common Stock Award $0 +7,133 +11% $0.000000 71,435 25 May 2023 Direct
transaction BWEN Common Stock Award $0 +17,263 +24% $0.000000 88,698 25 May 2023 Direct
transaction BWEN Common Stock Tax liability $28,043 -6,823 -7.7% $4.11 81,875 25 May 2023 Direct F1, F2
holding BWEN Common Stock 8,992 25 May 2023 By 401(k) Plan
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a performance restricted stock units award by directing the Company to withhold shares otherwise issuable pursuant to the award.
F2 Includes (i) 2,008 restricted stock units that vest on 5/7/24; (ii) 8,063 restricted stock units that vest 4,031 shares on 4/25/24 and 4,032 shares on 4/25/25; and (iii) 7,133 restricted stock units that vest 2,377 shares on 5/25/24 and 2,378 shares on 5/25/25 and 5/25/26.