Wayne W. Hanna - May 25, 2023 Form 4 Insider Report for BROADWIND, INC. (BWEN)

Signature
/s/ Thomas A. Ciccone, as Attorney-in-Fact for Wayne W. Hanna pursuant to Power of Attorney previously filed
Stock symbol
BWEN
Transactions as of
May 25, 2023
Transactions value $
-$28,043
Form type
4
Date filed
5/30/2023, 04:39 PM
Previous filing
May 10, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BWEN Common Stock Award $0 +7.13K +11.09% $0.00 71.4K May 25, 2023 Direct
transaction BWEN Common Stock Award $0 +17.3K +24.17% $0.00 88.7K May 25, 2023 Direct
transaction BWEN Common Stock Tax liability -$28K -6.82K -7.69% $4.11 81.9K May 25, 2023 Direct F1, F2
holding BWEN Common Stock 8.99K May 25, 2023 By 401(k) Plan
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a performance restricted stock units award by directing the Company to withhold shares otherwise issuable pursuant to the award.
F2 Includes (i) 2,008 restricted stock units that vest on 5/7/24; (ii) 8,063 restricted stock units that vest 4,031 shares on 4/25/24 and 4,032 shares on 4/25/25; and (iii) 7,133 restricted stock units that vest 2,377 shares on 5/25/24 and 2,378 shares on 5/25/25 and 5/25/26.