Hayes M. Kennedy - May 8, 2023 Form 4 Insider Report for BROADWIND, INC. (BWEN)

Role
Chief Human Resources Officer
Signature
/s/ Thomas A. Ciccone as Attorney-in-Fact for Hayes M. Kennedy pursuant to Power of Attorney previously filed
Stock symbol
BWEN
Transactions as of
May 8, 2023
Transactions value $
-$4,054
Form type
4
Date filed
5/10/2023, 05:09 PM
Previous filing
Apr 27, 2023
Next filing
May 30, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BWEN Common Stock Tax liability -$4.05K -841 -3.52% $4.82 23.1K May 8, 2023 Direct F1, F2
holding BWEN Common Stock 6.81K May 8, 2023 By 401(k) Plan
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.
F2 Includes (i) 1,898 restricted stock units that vest on 10/26/23; (ii) 1,961 restricted stock units that vest on 5/7/24; and (iii) 8,033 restricted stock units that vest 4,016 shares on 4/25/24 and 4,017 shares on 4/25/25.