Daniel E. Schueller - 25 Apr 2023 Form 4 Insider Report for BROADWIND, INC. (BWEN)

Reporting relationship: Pres., Broadwind Heavy Fab.
Issuer ticker: BWEN
Reported as of: 25 Apr 2023
Net transaction value: -$13,494
SEC form: 4
Accepted by SEC: 27 Apr 2023, 16:42:51 UTC
Prior SEC filing: 15 Nov 2022
Next SEC filing: 03 May 2023
Source filing: View source filing
Reporting owner signature: /s/ Thomas A. Ciccone, as Attorney-in-Fact for Daniel E. Schueller pursuant to Power of Attorney previously filed

Key filing fact

Daniel E. Schueller filed Form 4 for BROADWIND, INC. (BWEN) on 27 Apr 2023.

Key facts

This page summarizes Daniel E. Schueller's Form 4 filing for BROADWIND, INC. (BWEN).
1 reported transaction and 0 derivative rows are listed below.
Accepted by SEC: 27 Apr 2023, 16:42.

Change

Previous filing in this sequence was filed on 15 Nov 2022.
Current net transaction value: -$13,494.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

BWEN transaction

Common Stock

Tax liability

Transaction value: $13,494
Shares: -2,715
Change %: -2.4%
Price: $4.97
Shares after: 111,789
Date: 25 Apr 2023
Ownership: Direct
Footnotes: F1, F2

BWEN holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 12,746
Date: 25 Apr 2023
Ownership: By 401(k) Plan

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.

Footnote F2

Includes (i) 7,680 restricted stock units that vest on 4/30/23; (ii) 6,374 restricted stock units that vest 3,187 shares on each of 5/7/23 and 5/7/24; and (iii) 13,120 restricted stock units that vest 6,560 shares on each of 4/25/24 and 4/25/25.