Wayne W. Hanna - Apr 25, 2023 Form 4 Insider Report for BROADWIND, INC. (BWEN)

Role
Pres., Brad Foote Gear Works
Signature
/s/ Thomas A. Ciccone, as Attorney-in-Fact for Wayne W. Hanna pursuant to Power of Attorney previously filed
Stock symbol
BWEN
Transactions as of
Apr 25, 2023
Transactions value $
-$6,993
Form type
4
Date filed
4/27/2023, 04:39 PM
Previous filing
Aug 2, 2022
Next filing
May 3, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BWEN Common Stock Tax liability -$6.99K -1.41K -2.06% $4.97 66.8K Apr 25, 2023 Direct F1, F2
holding BWEN Common Stock 8.99K Apr 25, 2023 By 401(k) Plan
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.
F2 Includes (i) 4,838 restricted stock units that vest on 4/30/23; (ii) 4,015 restricted stock units that vest 2,007 shares on 5/7/23 and 2,008 shares on 5/7/24; and (iii) 8,063 restricted stock units that vest 4,031 shares on 4/25/24 and 4,032 shares on 4/25/25.