Ko-Yen Lin - 22 Mar 2023 Form 4 Insider Report for RBB Bancorp (RBB)

Role: Director
Signature: /s/ Ko-Yen Lin
Issuer symbol: RBB
Transactions as of: 22 Mar 2023
Net transactions value: $0
Form type: 4
Filing time: 24 Mar 2023, 19:46:38 UTC
Previous filing: 20 Jan 2023
Next filing: 30 May 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	RBB	Common Stock, No Par Value	Options Exercise	$0	+600	+0.47%	$0.000000	128,791	22 Mar 2023	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	RBB	Restricted Stock Units	Options Exercise	$0	-600	-100%	$0.000000^*	0	22 Mar 2023	Restricted Stock Units	600	$0.000000	Direct	F1, F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	There will be no expiration date once restricted stock units vest.
F2	These restricted stock units vest in two installments: 600 at 01/18/2023 and 600 at 01/18/2024.

Remarks:

Following Ko-Yen Lin's resignation, the Board of Directors approved the early vesting of Mr. Lin's 600 RSUs to be released on 3/22/2023 instead of the scheduled vesting on 1/18/2024.