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Signature
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/s/ Ko-Yen Lin
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Stock symbol
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RBB
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Transactions as of
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Jan 18, 2023
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Transactions value $
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$0
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Form type
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4
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Date filed
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1/20/2023, 07:52 PM
Transactions Table
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
| transaction |
RBB |
Common Stock, No Par Value |
Options Exercise |
$0 |
+600 |
+0.47% |
$0.00 |
128K |
Jan 18, 2023 |
Direct |
|
| transaction |
RBB |
Common Stock, No Par Value |
Options Exercise |
$0 |
+500 |
+0.39% |
$0.00 |
128K |
Jan 19, 2023 |
Direct |
|
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
| transaction |
RBB |
Restricted Stock Units |
Options Exercise |
$0 |
-500 |
-100% |
$0.00* |
0 |
Jan 19, 2023 |
Restricted Stock Units |
500 |
$0.00 |
Direct |
F1, F2 |
| transaction |
RBB |
Restricted Stock Units |
Options Exercise |
$0 |
-600 |
-50% |
$0.00 |
600 |
Jan 18, 2023 |
Restricted Stock Units |
1.2K |
$0.00 |
Direct |
F2, F3 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Explanation of Responses:
Remarks:
Ko-Yen Lin was granted 1,200 restricted stock units that will vest in two installments: 600 on 01/18/2023 (immediate vesting) and 600 on 01/18/2024. The second and final vesting of the RSUs that were granted on 1/19/2022 are also reflected.