Frist Robert A Jr - Mar 22, 2023 Form 4 Insider Report for HEALTHSTREAM INC (HSTM)

Role
CEO and Chairman, Director, 10%+ Owner
Signature
/s/ Robert A. Frist, Jr.
Stock symbol
HSTM
Transactions as of
Mar 22, 2023
Transactions value $
-$35,175
Form type
4
Date filed
3/24/2023, 04:27 PM
Previous filing
Dec 20, 2022
Next filing
Sep 21, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HSTM Common Stock Holding Options Exercise $0 +5.5K +0.12% $0.00 4.76M Mar 23, 2023 Direct F1
transaction HSTM Common Stock Holding Tax liability -$35.2K -1.34K -0.03% $26.25 4.76M Mar 23, 2023 Direct F2
holding HSTM Common Stock Holding 10K Mar 22, 2023 The Carolyn Marie Frist 2005 Vested Trust
holding HSTM Common Stock Holding 10K Mar 22, 2023 The Cate Merriman Frist 2005 Vested Trust
holding HSTM Common Stock Holding 10K Mar 22, 2023 The Eleanor Knox Frist 2005 Vested Trust
holding HSTM Common Stock Holding 18.3K Mar 22, 2023 Louise Trust u/a/d 08-16-2007
holding HSTM Common Stock Holding 18.3K Mar 22, 2023 Merriman Trust u/a/d 08-16-2007
holding HSTM Common Stock Holding 18.3K Mar 22, 2023 Marie Trust u/a/d 08-16-2007
holding HSTM Common Stock Holding 18.3K Mar 22, 2023 Knox Trust u/a/d 08-16-2007
holding HSTM Common Stock Holding 595K Mar 22, 2023 Bobby and Melissa Frist Children's 2012 GST-Exempt Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HSTM Restricted Share Units Award $0 +2.86K $0.00 2.86K Mar 22, 2023 Common Stock 2.86K $0.00 Direct F3, F4, F5
transaction HSTM Restricted Share Units Options Exercise $0 -1.67K -100% $0.00* 0 Mar 23, 2023 Common Stock 1.67K $0.00 Direct F3, F5, F6
transaction HSTM Restricted Share Units Options Exercise $0 -1.72K -46.16% $0.00 2.01K Mar 23, 2023 Common Stock 1.72K $0.00 Direct F3, F5, F7
transaction HSTM Restricted Share Units Options Exercise $0 -1.14K -23.52% $0.00 3.72K Mar 23, 2023 Common Stock 1.14K $0.00 Direct F3, F5, F8
transaction HSTM Restricted Share Units Options Exercise $0 -971 -15.01% $0.00 5.5K Mar 23, 2023 Common Stock 971 $0.00 Direct F3, F5, F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares acquired on vesting of restricted share units.
F2 Shares withheld for payment of tax liability.
F3 Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.
F4 The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 22, 2024, 20% vest on March 22, 2025, 30% vest on March 22, 2026, and the remaining 35% vest on March 22, 2027.
F5 Not applicable.
F6 The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 15, 2020, 20% vest on March 15, 2021, 30% vest on March 15, 2022, and the remaining 35% vest on March 15, 2023.
F7 The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 11, 2021, 20% vest on March 11, 2022, 30% vest on March 11, 2023, and the remaining 35% vest on March 11, 2024.
F8 The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 17, 2022, 20% vest on March 17, 2023, 30% vest on March 17, 2024, and the remaining 35% vest on March 17, 2025.
F9 The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 23, 2023, 20% vest on March 23, 2024, 30% vest on March 23, 2025, and the remaining 35% vest on March 23, 2026.