Luis De La Aguilera - Mar 8, 2023 Form 4 Insider Report for USCB FINANCIAL HOLDINGS, INC. (USCB)

Role
President and CEO, Director
Signature
/s/ Jalal Shehadeh by P.O.A. for Luis de la Aguilera
Stock symbol
USCB
Transactions as of
Mar 8, 2023
Transactions value $
$0
Form type
4
Date filed
3/10/2023, 12:56 PM
Previous filing
Nov 28, 2022
Next filing
Jan 24, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction USCB Class A Voting Common Stock Award $0 +23.7K +41.25% $0.00 81.1K Mar 8, 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding USCB Stock Option (Right to Buy) 40K Mar 8, 2023 Common Stock 40K $7.50 Direct F2
holding USCB Stock Option (Right to Buy) 40K Mar 8, 2023 Common Stock 40K $11.35 Direct F3
holding USCB Stock Option (Right to Buy) 160K Mar 8, 2023 Common Stock 160K $12.05 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the grant of 23,678 shares of restricted stock which vest at a rate of one-third per year commencing on the first anniversary of the date of grant, which was 3/8/2023.
F2 The stock options vested at the rate of 25% per year commencing on April 1, 2017.
F3 The stock options are vesting at the rate of one-third per year commencing on April 1, 2020.
F4 The stock options are vesting at the rate of one-third per year commencing on September 27, 2022.