Luis de la Aguilera - 23 Nov 2022 Form 4 Insider Report for USCB FINANCIAL HOLDINGS, INC. (USCB)

Role
President and CEO, Director
Signature
/s/ Jay Shehadeh by P.O.A. for Luis de la Aguilera
Issuer symbol
USCB
Transactions as of
23 Nov 2022
Net transactions value
+$99,878
Form type
4
Filing time
28 Nov 2022, 14:35:19 UTC
Next filing
10 Mar 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction USCB Class A Voting Common Stock Purchase $94,959 +7,034 +14% $13.50 57,034 23 Nov 2022 Direct
transaction USCB Class A Voting Common Stock Purchase $4,919 +366 +0.64% $13.44 57,400 23 Nov 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding USCB Stock Option (Right to Buy) 40,000 23 Nov 2022 Common Stock 40,000 $7.50 Direct F1, F2
holding USCB Stock Option (Right to Buy) 40,000 23 Nov 2022 Common Stock 40,000 $11.35 Direct F2, F3
holding USCB Stock Option (Right to Buy) 160,000 23 Nov 2022 Common Stock 160,000 $12.05 Direct F2, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The stock options vested at the rate of 25% per year commencing on April 1, 2017.
F2 The stock options remain exercisable until the earlier of (i) 10 years after the date of grant or (ii) three months after the Reporting Person ceases to be employed by the Issuer.
F3 The stock options are vesting at the rate of one-third per year commencing on April 1, 2020.
F4 The stock options are vesting at the rate of one-third per year commencing on September 27, 2022.