Dr. Robert Froehlich - 05 Dec 2022 Form 4 Insider Report for HIGHLAND GLOBAL ALLOCATION FUND (HGLB)

Role
Director
Signature
/s/ Dr. Robert Froehlich
Issuer symbol
HGLB
Transactions as of
05 Dec 2022
Net transactions value
-$13,590
Form type
4
Filing time
06 Dec 2022, 16:22:36 UTC
Previous filing
13 Oct 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HGLB Common Stock Sale $13,590 -1,391 -41% $9.77 2,024 05 Dec 2022 See Footnote F1
holding HGLB Common Stock 7,215 05 Dec 2022 See Footnote F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares are held by Mr. Froehlich through Mr. Froehlich's personal trust.
F2 These shares are held by Mr. Froehlich though Mr. Froehlich's SEP IRA Account.