Richard J. Nigon - 09 Sep 2022 Form 4 Insider Report for Celcuity Inc. (CELC)

Role
Director
Signature
/s/ Eric O. Madson as Attorney-in-Fact for Richard Nigon pursuant to Power of Attorney previously filed.
Issuer symbol
CELC
Transactions as of
09 Sep 2022
Net transactions value
+$44,939
Form type
4
Filing time
13 Sep 2022, 17:15:11 UTC
Previous filing
06 Sep 2022
Next filing
17 May 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CELC Common Stock Purchase $44,939 +5,000 +5.5% $8.99 96,032 09 Sep 2022 Direct F1
holding CELC Common Stock 20,300 09 Sep 2022 By Grandchildren's Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding CELC Stock Option (right to buy) 25,308 09 Sep 2022 Common Stock 25,308 $5.10 Direct F2
holding CELC Warrants (right to buy) 5,061 09 Sep 2022 Common Stock 5,061 $9.50 Direct F2
holding CELC Warrants (right to buy) 4,672 09 Sep 2022 Common Stock 4,672 $7.56 Direct F2
holding CELC Warrants (right to buy) 3,245 09 Sep 2022 Common Stock 3,245 $7.56 Direct F2
holding CELC Warrants (right to buy) 8,461 09 Sep 2022 Common Stock 8,461 $8.42 Direct F2
holding CELC Warrants (right to buy) 1,429 09 Sep 2022 Common Stock 1,429 $8.42 Direct F2
holding CELC Stock Option (right to buy) 8,200 09 Sep 2022 Common Stock 8,200 $5.50 Direct F2
holding CELC Stock Option (right to buy) 3,201 09 Sep 2022 Common Stock 3,201 $5.50 Direct F2
holding CELC Stock Option (right to buy) 5,054 09 Sep 2022 Common Stock 5,054 $5.50 Direct F2
holding CELC Stock Option (right to buy) 4,619 09 Sep 2022 Common Stock 4,619 $5.50 Direct F2
holding CELC Stock Option (right to buy) 24,449 09 Sep 2022 Common Stock 24,449 $5.50 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.615 to $9.08, inclusive. The reporting person undertakes to provide Celcuity Inc., any security holder of Celcuity Inc., or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote
F2 Currently exercisable.
F3 This Option will vest and become exercisable on April 30, 2023, or if earlier, the date of the Company's 2023 Annual Meeting of Stockholders.