RICHARD NIGON - 15 May 2023 Form 4 Insider Report for Celcuity Inc. (CELC)

Role
Director
Signature
/s/ Eric O. Madson as Attorney-in-Fact for Richard Nigon pursuant to Power of Attorney previously filed.
Issuer symbol
CELC
Transactions as of
15 May 2023
Net transactions value
$0
Form type
4
Filing time
17 May 2023, 16:21:50 UTC
Previous filing
13 Sep 2022
Next filing
27 Jul 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding CELC Common Stock 96,032 15 May 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CELC Stock Option (right to buy) Award $0 +11,645 $0.000000 11,645 15 May 2023 Common Stock 11,645 $9.58 Direct F2
holding CELC Warrants (right to buy) 5,061 15 May 2023 Common Stock 5,061 $9.50 Direct F1
holding CELC Warrants (right to buy) 4,672 15 May 2023 Common Stock 4,672 $7.56 Direct F1
holding CELC Warrants (right to buy) 3,245 15 May 2023 Common Stock 3,245 $7.56 Direct F1
holding CELC Warrants (right to buy) 8,461 15 May 2023 Common Stock 8,461 $8.42 Direct F1
holding CELC Warrants (right to buy) 1,429 15 May 2023 Common Stock 1,429 $8.42 Direct F1
holding CELC Stock Option (right to buy) 8,200 15 May 2023 Common Stock 8,200 $5.50 Direct F1
holding CELC Stock Option (right to buy) 3,201 15 May 2023 Common Stock 3,201 $5.50 Direct F1
holding CELC Stock Option (right to buy) 5,054 15 May 2023 Common Stock 5,054 $5.50 Direct F1
holding CELC Stock Option (right to buy) 25,308 15 May 2023 Common Stock 25,308 $5.10 Direct F1
holding CELC Stock Option (right to buy) 4,619 15 May 2023 Common Stock 4,619 $5.50 Direct F1
holding CELC Stock Option (right to buy) 24,449 15 May 2023 Common Stock 24,449 $5.50 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Currently exercisable.
F2 This Option will vest and become exercisable on April 30, 2024 or if earlier, the date of the Company's 2024 Annual Meeting of Stockholders.

Remarks:

Mr. Nigon previously reported his beneficial ownership to include 20,300 shares of common stock held as trustee of a trust for certain family members. Mr. Nigon no longer serves as trustee for the trust so this indirect ownership amount has been removed.