Richard E. Buller - 25 Aug 2022 Form 4 Insider Report for Celcuity Inc. (CELC)

Role
Director
Signature
/s/ Eric O. Madson as Attorney-in-Fact for Richard E. Buller pursuant to Power of Attorney previously filed.
Issuer symbol
CELC
Transactions as of
25 Aug 2022
Net transactions value
-$3,502
Form type
4
Filing time
29 Aug 2022, 16:13:07 UTC
Previous filing
23 Aug 2022
Next filing
01 Sep 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CELC Common Stock Sale $2,010 -200 -2% $10.05 9,998 25 Aug 2022 Direct
transaction CELC Common Stock Sale $1,492 -150 -1.5% $9.95 9,848 26 Aug 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding CELC Stock Option (right to buy) 12,654 25 Aug 2022 Common Stock 12,654 $5.10 Direct F2
holding CELC Stock Option (right to buy) 4,555 25 Aug 2022 Common Stock 4,555 $5.50 Direct F2
holding CELC Stock Option (right to buy) 2,310 25 Aug 2022 Common Stock 2,310 $5.50 Direct F2
holding CELC Stock Option (right to buy) 19,558 25 Aug 2022 Common Stock 19,558 $5.50 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 3,273 shares of restricted stock for which risks of forfeiture lapse on April 30, 2023, or if earlier, the date of the Company's 2023 Annual Meeting of Stockholders.
F2 100% vested.
F3 This Option will vest and become exercisable on April 30, 2023, or if earlier, the date of the Company's 2023 Annual Meeting of Stockholders.