| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | CELC | Common Stock | Sale | -$2.68K | -300 | -2.86% | $8.95 | 10.2K | Aug 19, 2022 | Direct | F1, F2, F3 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| holding | CELC | Stock Option (right to buy) | 12.7K | Aug 19, 2022 | Common Stock | 12.7K | $5.10 | Direct | F4 | |||||
| holding | CELC | Stock Option (right to buy) | 4.56K | Aug 19, 2022 | Common Stock | 4.56K | $5.50 | Direct | F4 | |||||
| holding | CELC | Stock Option (right to buy) | 2.31K | Aug 19, 2022 | Common Stock | 2.31K | $5.50 | Direct | F4 | |||||
| holding | CELC | Stock Option (right to buy) | 19.6K | Aug 19, 2022 | Common Stock | 19.6K | $5.50 | Direct | F5 |
| Id | Content |
|---|---|
| F1 | The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 20, 2022. |
| F2 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.72 to $9.375, inclusive. The reporting person undertakes to provide Celcuity Inc., any security holder of Celcuity Inc., or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote |
| F3 | Includes 3,273 shares of restricted stock for which risks of forfeiture lapse on April 30, 2023, or if earlier, the date of the Company's 2023 Annual Meeting of Stockholders. |
| F4 | 100% vested. |
| F5 | This Option will vest and become exercisable on April 30, 2023, or if earlier, the date of the Company's 2023 Annual Meeting of Stockholders. |