Yee Phong Thian - Jul 8, 2022 Form 4/A - Amendment Insider Report for RBB Bancorp (RBB)

Signature
/s/ Yee Phong Thian
Stock symbol
RBB
Transactions as of
Jul 8, 2022
Transactions value $
$0
Form type
4/A - Amendment
Date filed
7/29/2022, 02:22 PM
Date Of Original Report
Jul 8, 2022
Previous filing
Jun 17, 2022

Transactions Table

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding RBB Option (right to buy) 166K Jul 8, 2022 Common Stock 166K $11.15 Direct F1
holding RBB Option (right to buy) 10.8K Jul 8, 2022 Common Stock 10.8K $11.15 Direct F2
holding RBB Option (right to buy) 10.3K Jul 8, 2022 Common Stock 10.3K $13.21 Direct F3
holding RBB Option (right to buy) 10K Jul 8, 2022 Common Stock 10K $17.08 Direct F4
holding RBB Option (right to buy) 10K Jul 8, 2022 Common Stock 10K $18.25 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Yee Phong Thian is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 These options vest in three equal annual installments beginning one year after the 01/01/2013 date of grant.
F2 These options vest in three equal annual installments beginning one year after the 05/15/2013 date of grant.
F3 These options vest in three equal annual installments beginning one year after the 05/21/2014 date of grant.
F4 These options vest in three equal annual installments beginning one year after the 05/20/2015 date of grant.
F5 These options vest in three equal annual installments beginning one year after the 05/17/2016 date of grant.

Remarks:

Amending to reflect accurate amount of options outstanding as of 7/8/2022.