Yee Phong Thian - 08 Jul 2022 Form 4/A - Amendment Insider Report for RBB Bancorp (RBB)

Role
Former President/CEO
Signature
/s/ Yee Phong Thian
Issuer symbol
RBB
Transactions as of
08 Jul 2022
Transactions value $
$0
Form type
4/A - Amendment
Filing time
29 Jul 2022, 14:22:21 UTC
Date Of Original Report
08 Jul 2022
Previous filing
17 Jun 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding RBB Common Stock, No Par Value 517K 08 Jul 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding RBB Option (right to buy) 166K 08 Jul 2022 Common Stock 166K $11.15 Direct F1
holding RBB Option (right to buy) 10.8K 08 Jul 2022 Common Stock 10.8K $11.15 Direct F2
holding RBB Option (right to buy) 10.3K 08 Jul 2022 Common Stock 10.3K $13.21 Direct F3
holding RBB Option (right to buy) 10K 08 Jul 2022 Common Stock 10K $17.08 Direct F4
holding RBB Option (right to buy) 10K 08 Jul 2022 Common Stock 10K $18.25 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Yee Phong Thian is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 These options vest in three equal annual installments beginning one year after the 01/01/2013 date of grant.
F2 These options vest in three equal annual installments beginning one year after the 05/15/2013 date of grant.
F3 These options vest in three equal annual installments beginning one year after the 05/21/2014 date of grant.
F4 These options vest in three equal annual installments beginning one year after the 05/20/2015 date of grant.
F5 These options vest in three equal annual installments beginning one year after the 05/17/2016 date of grant.

Remarks:

Amending to reflect accurate amount of options outstanding as of 7/8/2022.