Koo Chie-Min Christopher - 21 Jul 2022 Form 4/A - Amendment Insider Report for RBB Bancorp (RBB)

Role
Director
Signature
/s/ Christopher Koo
Issuer symbol
RBB
Transactions as of
21 Jul 2022
Net transactions value
$0
Form type
4/A - Amendment
Filing time
22 Jul 2022, 21:47:41 UTC
Date Of Original Report
24 Jan 2022
Previous filing
28 Apr 2022
Next filing
12 Jun 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RBB Common Stock, No Par Value Options Exercise $0 +600 +1.5% $0.000000 39,928 21 Jul 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RBB Restricted Stock Units Options Exercise $0 -600 -55% $0.000000 500 21 Jul 2022 Restricted Stock Units 1,100 $0.000000 Direct F5, F6
holding RBB Option (right to buy) 10,763 21 Jul 2022 Common Stock 10,763 $11.15 Direct F1
holding RBB Option (right to buy) 10,250 21 Jul 2022 Common Stock 10,250 $13.21 Direct F2
holding RBB Option (right to buy) 10,000 21 Jul 2022 Common Stock 10,000 $17.08 Direct F3
holding RBB Option (right to buy) 10,000 21 Jul 2022 Common Stock 10,000 $18.25 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These options vest in three equal annual installments beginning one year after the 05/15/2013 date of grant.
F2 These options vest in three equal annual installments beginning one year after the 05/21/2014 date of grant.
F3 These options vest in three equal annual installments beginning one year after the 05/20/2015 date of grant.
F4 These options vest in three equal annual installments beginning one year after the 05/17/2016 date of grant.
F5 These restricted stock units vest in two installments: 600 at 07/21/2022 and 500 at 01/19/2023.
F6 There will be no expiration date once restricted stock units vest.

Remarks:

On July 20, 2022, the Board of Directors approved the amendment of all director's vesting period. This represents Christopher Koo's first vesting of 600 RSUs.