Koo Chie-Min Christopher - Jul 21, 2022 Form 4/A - Amendment Insider Report for RBB Bancorp (RBB)

Role
Director
Signature
/s/ Christopher Koo
Stock symbol
RBB
Transactions as of
Jul 21, 2022
Transactions value $
$0
Form type
4/A - Amendment
Date filed
7/22/2022, 09:47 PM
Date Of Original Report
Jan 24, 2022
Previous filing
Apr 28, 2022
Next filing
Jun 12, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RBB Common Stock, No Par Value Options Exercise $0 +600 +1.53% $0.00 39.9K Jul 21, 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RBB Restricted Stock Units Options Exercise $0 -600 -54.55% $0.00 500 Jul 21, 2022 Restricted Stock Units 1.1K $0.00 Direct F5, F6
holding RBB Option (right to buy) 10.8K Jul 21, 2022 Common Stock 10.8K $11.15 Direct F1
holding RBB Option (right to buy) 10.3K Jul 21, 2022 Common Stock 10.3K $13.21 Direct F2
holding RBB Option (right to buy) 10K Jul 21, 2022 Common Stock 10K $17.08 Direct F3
holding RBB Option (right to buy) 10K Jul 21, 2022 Common Stock 10K $18.25 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These options vest in three equal annual installments beginning one year after the 05/15/2013 date of grant.
F2 These options vest in three equal annual installments beginning one year after the 05/21/2014 date of grant.
F3 These options vest in three equal annual installments beginning one year after the 05/20/2015 date of grant.
F4 These options vest in three equal annual installments beginning one year after the 05/17/2016 date of grant.
F5 These restricted stock units vest in two installments: 600 at 07/21/2022 and 500 at 01/19/2023.
F6 There will be no expiration date once restricted stock units vest.

Remarks:

On July 20, 2022, the Board of Directors approved the amendment of all director's vesting period. This represents Christopher Koo's first vesting of 600 RSUs.