Koo Chie-Min Christopher - 26 Apr 2022 Form 4 Insider Report for RBB Bancorp (RBB)

Role
Director
Signature
/s/ Christopher Koo
Issuer symbol
RBB
Transactions as of
26 Apr 2022
Net transactions value
-$120,005
Form type
4
Filing time
28 Apr 2022, 14:10:24 UTC
Previous filing
17 Feb 2022
Next filing
22 Jul 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RBB Common Stock, No Par Value Options Exercise $120,005 +10,763 +38% $11.15 39,328 26 Apr 2022 Direct
transaction RBB Stock Options Options Exercise $120,005 -10,763 -21% $11.15 41,013 26 Apr 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RBB Option (right to buy) Options Exercise $120,005 -10,763 -100% $11.15 0 26 Apr 2022 Common Stock 10,763 $11.15 Direct F1
holding RBB Option (right to buy) 10,763 26 Apr 2022 Common Stock 10,763 $11.15 Direct F2
holding RBB Option (right to buy) 10,250 26 Apr 2022 Common Stock 10,250 $13.21 Direct F3
holding RBB Option (right to buy) 10,000 26 Apr 2022 Common Stock 10,000 $17.08 Direct F4
holding RBB Option (right to buy) 10,000 26 Apr 2022 Common Stock 10,000 $18.25 Direct F5
holding RBB Restricted Stock Units 1,100 26 Apr 2022 Restricted Stock Units 1,100 $0.000000 Direct F6, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These options vest in three equal annual installments beginning one year after the 05/16/2012 date of grant.
F2 These options vest in three equal annual installments beginning one year after the 05/15/2013 date of grant.
F3 These options vest in three equal annual installments beginning one year after the 05/21/2014 date of grant.
F4 These options vest in three equal annual installments beginning one year after the 05/20/2015 date of grant.
F5 These options vest in three equal annual installments beginning one year after the 05/17/2016 date of grant.
F6 These restricted stock units vest in two equal annual installments beginning one year after the 01/19/2022 date of grant.
F7 There will be no expiration date once restricted stock units vest.

Remarks:

Christopher Koo exercised 10,763 shares on 4/26/2022.