Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | WINT | Common Stock | Award | $0 | +5K | +1.72% | $0.00 | 296K | Jun 7, 2022 | Direct | F1 |
holding | WINT | Common Stock | 2.34M | Jun 7, 2022 | Via Panacea Venture Healthcare Fund I L.P. | F2 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
transaction | WINT | Stock Option (Right to Buy) | Award | $0 | +7.5K | $0.00 | 7.5K | Jun 7, 2022 | Common Stock | 7.5K | $0.47 | Direct | F3 |
Id | Content |
---|---|
F1 | These shares represent restricted stock units (RSUs), which represent a contingent right to receive the equivalent number of shares of common stock. These RSUs shall vest upon the earlier of (a) the one-year anniversary of the date of grant and (b) Windtree's subsequent annual meeting of stockholders, provided that the reporting person remains in continuous service through the vesting date. |
F2 | The Reporting Person is a Director of Panacea Venture Healthcare Fund GP I L.P. The Reporting Person disclaims beneficial ownership of the shares held by Panacea Venture Healthcare Fund I L.P., except to the extent of his pecuniary interest therein. |
F3 | The stock option shall vest upon the earlier of (a) the one-year anniversary of the date of grant and (b) Windtree's subsequent annual meeting of stockholders, provided that the reporting person remains in continuous service through the vesting date. |