Brian F. Sullivan - 15 May 2022 Form 4 Insider Report for Celcuity Inc. (CELC)

Role
Chief Executive Officer, Director, 10%+ Owner
Signature
/s/ Eric O. Madson as attorney-in-fact for Brian F. Sullivan pursuant to Power of Attorney previously filed.
Issuer symbol
CELC
Transactions as of
15 May 2022
Net transactions value
$0
Form type
4
Filing time
17 May 2022, 17:11:24 UTC
Previous filing
29 Oct 2021
Next filing
19 May 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding CELC Common Stock 2,755,774 15 May 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CELC Common Stock (right to buy) Purchase $0 +260,869 $0.000000 260,869 15 May 2022 Common Stock 260,869 $5.75 Direct F1
transaction CELC Warrants (right to buy) Purchase $0 +10,434 $0.000000 10,434 15 May 2022 Series A Preferred Stock 10,434 $80.50 Direct F1
holding CELC Stock Option (right to buy) 21,500 15 May 2022 Common Stock 21,500 $8.40 Direct F2
holding CELC Stock Option (right to buy) 8,220 15 May 2022 Common Stock 8,220 $9.50 Direct F2
holding CELC Stock Option (right to buy) 3,769 15 May 2022 Common Stock 3,769 $26.00 Direct F2
holding CELC Stock Option (right to buy) 14,675 15 May 2022 Common Stock 14,675 $25.77 Direct F3
holding CELC Stock Option (right to buy) 50,000 15 May 2022 Common Stock 50,000 $19.72 Direct F4
holding CELC Stock Option (right to buy) 4,985 15 May 2022 Common Stock 4,985 $19.72 Direct F2
holding CELC Stock Option (right to buy) 20,000 15 May 2022 Common Stock 20,000 $5.90 Direct F5
holding CELC Stock Option (right to buy) 17,281 15 May 2022 Common Stock 17,281 $5.90 Direct
holding CELC Stock Option (right to buy) 11,081 15 May 2022 Common Stock 11,081 $10.35 Direct F6
holding CELC Stock Option (right to buy) 12,859 15 May 2022 Common Stock 12,859 $14.84 Direct F7
holding CELC Stock Option (right to buy) 11,889 15 May 2022 Common Stock 11,889 $15.92 Direct F8
holding CELC Stock Option (right to buy) 13,509 15 May 2022 Common Stock 13,509 $27.94 Direct F9
holding CELC Stock Option (right to buy) 17,000 15 May 2022 Common Stock 17,000 $20.04 Direct
holding CELC Stock Option (right to buy) 20,000 15 May 2022 Common Stock 20,000 $20.04 Direct F10
holding CELC Stock Option (right to buy) 6,569 15 May 2022 Common Stock 6,569 $17.19 Direct F11
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the right to acquire the security pursuant to a securities purchase agreement entered into with the Company on May 15, 2022.
F2 Fully vested.
F3 3,668 shares vest on 10/17/19; the remaining 11,007 shares vest 1/36th per month thereafter.
F4 12,500 shares vest on 8/12/20; the remaining 37,500 shares vest 1/36th per month thereafter.
F5 5,000 shares vest on 8/12/21; the remaining 15,000 shares vest 1/36th per month thereafter.
F6 2,770 shares vest on 12/29/21; the remaining 8,311 shares vest 1/36th per month thereafter.
F7 3,214 shares vest on 2/2/22; the remaining 9,645 shares vest 1/36th per month thereafter.
F8 2,972 shares vest on 3/18/22; the remaining 8,917 shares vest 1/36th per month thereafter.
F9 3,377 shares vest on 4/12/22; the remaining 10,132 shares vest 1/36th per month thereafter.
F10 5,000 shares vest on 8/11/22; the remaining 15,000 shares vest 1/36th per month thereafter.
F11 1,642 shares vest on 10/27/22; the remaining 4,927 shares vest 1/36th per month thereafter.