Brian F. Sullivan - 27 Oct 2021 Form 4 Insider Report for Celcuity Inc. (CELC)

Role
Chief Executive Officer, Director, 10%+ Owner
Signature
/s/ Eric O. Madson as attorney-in-fact for Brian F. Sullivan pursuant to Power of Attorney previously filed.
Issuer symbol
CELC
Transactions as of
27 Oct 2021
Net transactions value
$0
Form type
4
Filing time
29 Oct 2021, 16:45:32 UTC
Previous filing
13 Aug 2021
Next filing
17 May 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding CELC Common Stock 2,755,774 27 Oct 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CELC Stock Option (right to buy) Award $0 +6,569 $0.000000 6,569 27 Oct 2021 Common Stock 6,569 $17.19 Direct F10
holding CELC Stock Option (right to buy) 21,500 27 Oct 2021 Common Stock 21,500 $8.40 Direct F1
holding CELC Stock Option (right to buy) 8,220 27 Oct 2021 Common Stock 8,220 $9.50 Direct F1
holding CELC Stock Option (right to buy) 3,769 27 Oct 2021 Common Stock 3,769 $26.00 Direct F1
holding CELC Stock Option (right to buy) 14,675 27 Oct 2021 Common Stock 14,675 $25.77 Direct F2
holding CELC Stock Option (right to buy) 50,000 27 Oct 2021 Common Stock 50,000 $19.72 Direct F3
holding CELC Stock Option (right to buy) 4,985 27 Oct 2021 Common Stock 4,985 $19.72 Direct F1
holding CELC Stock Option (right to buy) 20,000 27 Oct 2021 Common Stock 20,000 $5.90 Direct F4
holding CELC Stock Option (right to buy) 17,281 27 Oct 2021 Common Stock 17,281 $5.90 Direct
holding CELC Stock Option (right to buy) 11,081 27 Oct 2021 Common Stock 11,081 $10.35 Direct F5
holding CELC Stock Option (right to buy) 12,859 27 Oct 2021 Common Stock 12,859 $14.84 Direct F6
holding CELC Stock Option (right to buy) 11,889 27 Oct 2021 Common Stock 11,889 $15.92 Direct F7
holding CELC Stock Option (right to buy) 13,509 27 Oct 2021 Common Stock 13,509 $27.94 Direct F8
holding CELC Stock Option (right to buy) 17,000 27 Oct 2021 Common Stock 17,000 $20.04 Direct
holding CELC Stock Option (right to buy) 20,000 27 Oct 2021 Common Stock 20,000 $20.04 Direct F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Fully vested.
F2 3,668 shares vest on 10/17/19; the remaining 11,007 shares vest 1/36th per month thereafter.
F3 12,500 shares vest on 8/12/20; the remaining 37,500 shares vest 1/36th per month thereafter.
F4 5,000 shares vest on 8/12/21; the remaining 15,000 shares vest 1/36th per month thereafter.
F5 2,770 shares vest on 12/29/21; the remaining 8,311 shares vest 1/36th per month thereafter.
F6 3,214 shares vest on 2/2/22; the remaining 9,645 shares vest 1/36th per month thereafter.
F7 2,972 shares vest on 3/18/22; the remaining 8,917 shares vest 1/36th per month thereafter.
F8 3,377 shares vest on 4/12/22; the remaining 10,132 shares vest 1/36th per month thereafter.
F9 5,000 shares vest on 8/11/22; the remaining 15,000 shares vest 1/36th per month thereafter.
F10 1,642 shares vest on 10/27/22; the remaining 4,927 shares vest 1/36th per month thereafter.