Gilbert W. Mayo Jr. - May 2, 2022 Form 4 Insider Report for BROADWIND, INC. (BWEN)

Role
Pres., Broadwind Ind. Solution
Signature
/s/ Thomas A. Ciccone, as Attorney-in-Fact for Gilbert W. Mayo, Jr. pursuant to Power of Attorney previously filed
Stock symbol
BWEN
Transactions as of
May 2, 2022
Transactions value $
-$2,851
Form type
4
Date filed
5/4/2022, 04:48 PM
Previous filing
Apr 27, 2022
Next filing
May 11, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BWEN Common Stock Tax liability -$2.85K -1.56K -2.05% $1.83 74.3K May 2, 2022 Direct F1, F2
holding BWEN Common Stock 12.4K May 2, 2022 By 401(k) Plan
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.
F2 Includes (i) 4,635 restricted stock units that vest on 4/30/23; (ii) 5,770 restricted stock units that vest 1,923 shares on each of 5/7/22 and 5/7/23 and 1,924 shares on 5/7/24; and (iii) 11,935 restricted stock units that vest 3,978 shares on each of 4/25/23 and 4/25/24 and 3,979 shares on 4/25/25.