Gilbert W. Mayo Jr. - 02 May 2022 Form 4 Insider Report for BROADWIND, INC. (BWEN)

Signature
/s/ Thomas A. Ciccone, as Attorney-in-Fact for Gilbert W. Mayo, Jr. pursuant to Power of Attorney previously filed
Issuer symbol
BWEN
Transactions as of
02 May 2022
Net transactions value
-$2,851
Form type
4
Filing time
04 May 2022, 16:48:34 UTC
Previous filing
27 Apr 2022
Next filing
11 May 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BWEN Common Stock Tax liability $2,851 -1,558 -2.1% $1.83 74,332 02 May 2022 Direct F1, F2
holding BWEN Common Stock 12,425 02 May 2022 By 401(k) Plan
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.
F2 Includes (i) 4,635 restricted stock units that vest on 4/30/23; (ii) 5,770 restricted stock units that vest 1,923 shares on each of 5/7/22 and 5/7/23 and 1,924 shares on 5/7/24; and (iii) 11,935 restricted stock units that vest 3,978 shares on each of 4/25/23 and 4/25/24 and 3,979 shares on 4/25/25.