Daniel E. Schueller - May 2, 2022 Form 4 Insider Report for BROADWIND, INC. (BWEN)

Role
Pres., Broadwind Heavy Fab.
Signature
/s/ Thomas A. Ciccone, as Attorney-in-Fact for Daniel E. Schueller pursuant to Power of Attorney previously filed
Stock symbol
BWEN
Transactions as of
May 2, 2022
Transactions value $
-$4,337
Form type
4
Date filed
5/4/2022, 04:46 PM
Previous filing
Apr 27, 2022
Next filing
May 11, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BWEN Common Stock Tax liability -$4.34K -2.37K -2.1% $1.83 111K May 2, 2022 Direct F1, F2
holding BWEN Common Stock 8.17K May 2, 2022 By 401(k) Plan
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.
F2 Includes (i) 7,680 restricted stock units that vest on 4/30/23; (ii) 9,560 restricted stock units that vest 3,186 shares on 5/7/22 and 3,187 shares on each of 5/7/23 and 5/7/24; and (iii) 19,680 restricted stock units that vest 6,560 shares on each of 4/25/23, 4/25/24 and 4/25/25.