Eric B. Blashford - Apr 25, 2022 Form 4 Insider Report for BROADWIND, INC. (BWEN)

Role
President and CEO
Signature
/s/ Thomas A. Ciccone, as Attorney-in-Fact for Eric B. Blashford pursuant to Power of Attorney previously filed
Stock symbol
BWEN
Transactions as of
Apr 25, 2022
Transactions value $
-$11,539
Form type
4
Date filed
4/27/2022, 04:38 PM
Previous filing
Mar 4, 2022
Next filing
May 4, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BWEN Common Stock Award $0 +59.8K +18.92% $0.00 376K Apr 25, 2022 Direct
transaction BWEN Common Stock Tax liability -$11.5K -6.52K -1.74% $1.77 369K Apr 25, 2022 Direct F1, F2
holding BWEN Common Stock 18.4K Apr 25, 2022 By 401(k) Plan
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 1. The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a performance restricted stock units award by directing the Company to withhold shares otherwise issuable pursuant to the award.
F2 2. Includes (i) 45,000 restricted stock units that vest 22,500 shares on each of 4/30/22 and 4/30/23; (ii) 28,008 restricted stock units that vest 9,336 shares on each of 5/7/22, 5/7/23 and 5/7/24; and (iii) 59,766 restricted stock units that vest 19,922 shares on each of 4/25/23, 4/25/24 and 4/25/25.