James Dondero - Mar 15, 2022 Form 4 Insider Report for NEXPOINT DIVERSIFIED REAL ESTATE TRUST (NXDT)

Role
President and Principal Executive Officer, 10%+ Owner
Signature
/s/ James D. Dondero
Stock symbol
NXDT
Transactions as of
Mar 15, 2022
Transactions value $
$430,566
Form type
4
Date filed
3/16/2022, 07:49 PM
Previous filing
Mar 15, 2022
Next filing
Mar 17, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NXDT Common Stock Purchase $431K +29.1K +0.93% $14.79 3.18M Mar 15, 2022 See Footnote F1
holding NXDT Common Stock 2.06M Mar 15, 2022 See Footnote F2
holding NXDT Common Stock 509K Mar 15, 2022 See Footnote F3
holding NXDT Common Stock 59.6K Mar 15, 2022 By employee benefit plan
holding NXDT Common Stock 74K Mar 15, 2022 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares are held by The Dugaboy Investment Trust pursuant to an employee purchase plan. Mr. Dondero disclaims beneficial ownership of such shares.
F2 These shares are held by certain entities ultimately controlled by Mr. Dondero. Mr. Dondero may be deemed to be an indirect beneficial owner of shares held by such entities. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
F3 These shares are held by subsidiaries of The Dugaboy Investment Trust. Mr. Dondero disclaims beneficial ownership of such shares.

Remarks:

President and Principal Executive Officer