Daniel E. Schueller - 02 Mar 2022 Form 4 Insider Report for BROADWIND, INC. (BWEN)

Reporting relationship: Pres., Broadwind Heavy Fab.
Issuer ticker: BWEN
Reported as of: 02 Mar 2022
Net transaction value: -$44,300
SEC form: 4
Accepted by SEC: 04 Mar 2022, 17:26:53 UTC
Prior SEC filing: 11 May 2021
Next SEC filing: 27 Apr 2022
Source filing: View source filing
Reporting owner signature: /s/ Thomas A. Ciccone as Attorney-in-Fact for Daniel E. Schueller pursuant to Power of Attorney previously filed

Key filing fact

Daniel E. Schueller filed Form 4 for BROADWIND, INC. (BWEN) on 04 Mar 2022.

Key facts

This page summarizes Daniel E. Schueller's Form 4 filing for BROADWIND, INC. (BWEN).
2 reported transactions and 0 derivative rows are listed below.
Accepted by SEC: 04 Mar 2022, 17:26.

Change

Previous filing in this sequence was filed on 11 May 2021.
Current net transaction value: -$44,300.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

BWEN transaction

Common Stock

Award

Transaction value: $0
Shares: +40,547
Change %: +55%
Price: $0.000000
Shares after: 114,235
Date: 02 Mar 2022
Ownership: Direct

BWEN transaction

Common Stock

Tax liability

Transaction value: $44,300
Shares: -19,955
Change %: -17%
Price: $2.22
Shares after: 94,280
Date: 02 Mar 2022
Ownership: Direct
Footnotes: F1, F2

BWEN holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 8,172
Date: 02 Mar 2022
Ownership: By 401(k) Plan

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a performance restricted stock units award by directing the Company to withhold shares otherwise issuable pursuant to the award.

Footnote F2

Includes (i) 6,230 restricted stock units that vest on 4/23/22; (ii) 15,360 restricted stock units that vest 7,680 shares on each of 4/30/22 and 4/30/23; and (iii) 9,560 restricted stock units that vest 3,186 shares on 5/7/22 and 3,187 shares on each of 5/7/23 and 5/7/24.