Gilbert W. Mayo Jr. - 02 Mar 2022 Form 4 Insider Report for BROADWIND, INC. (BWEN)

Signature
/s/ Thomas A. Ciccone as Attorney-in-Fact for Gilbert W. Mayo, Jr. pursuant to Power of Attorney previously filed
Issuer symbol
BWEN
Transactions as of
02 Mar 2022
Net transactions value
-$21,006
Form type
4
Filing time
04 Mar 2022, 17:25:37 UTC
Previous filing
11 May 2021
Next filing
27 Apr 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BWEN Common Stock Award $0 +20,504 +39% $0.000000 73,417 02 Mar 2022 Direct
transaction BWEN Common Stock Tax liability $21,006 -9,462 -13% $2.22 63,955 02 Mar 2022 Direct F1, F2
holding BWEN Common Stock 12,346 02 Mar 2022 By 401(k) Plan
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a performance restricted stock units award by directing the Company to withhold shares otherwise issuable pursuant to the award.
F2 Includes (i) 3,150 restricted stock units that vest on 4/23/22; (ii) 9,270 restricted stock units that vest 4,635 shares on each of 4/30/22 and 4/30/23; and (iii) 5,770 restricted stock units that vest 1,923 shares on each of 5/7/22 and 5/7/23 and 1,924 shares on 5/7/24.