Gilbert W. Mayo Jr. - Mar 2, 2022 Form 4 Insider Report for BROADWIND, INC. (BWEN)

Role
Pres., Broadwind Ind. Solution
Signature
/s/ Thomas A. Ciccone as Attorney-in-Fact for Gilbert W. Mayo, Jr. pursuant to Power of Attorney previously filed
Stock symbol
BWEN
Transactions as of
Mar 2, 2022
Transactions value $
-$21,006
Form type
4
Date filed
3/4/2022, 05:25 PM
Previous filing
May 11, 2021
Next filing
Apr 27, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BWEN Common Stock Award $0 +20.5K +38.75% $0.00 73.4K Mar 2, 2022 Direct
transaction BWEN Common Stock Tax liability -$21K -9.46K -12.89% $2.22 64K Mar 2, 2022 Direct F1, F2
holding BWEN Common Stock 12.3K Mar 2, 2022 By 401(k) Plan
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a performance restricted stock units award by directing the Company to withhold shares otherwise issuable pursuant to the award.
F2 Includes (i) 3,150 restricted stock units that vest on 4/23/22; (ii) 9,270 restricted stock units that vest 4,635 shares on each of 4/30/22 and 4/30/23; and (iii) 5,770 restricted stock units that vest 1,923 shares on each of 5/7/22 and 5/7/23 and 1,924 shares on 5/7/24.