Ko-Yen Lin - Feb 24, 2022 Form 4 Insider Report for RBB Bancorp (RBB)

Role
Director
Signature
/s/ Ko-Yen Lin
Stock symbol
RBB
Transactions as of
Feb 24, 2022
Transactions value $
$0
Form type
4
Date filed
3/2/2022, 06:11 PM
Previous filing
Feb 17, 2022
Next filing
Jul 25, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RBB Common Stock, No Par Value Options Exercise $120K +10.8K +10.17% $11.15 117K Feb 24, 2022 Direct
transaction RBB Common Stock, No Par Value Options Exercise $183K +10K +8.58% $18.25 127K Feb 24, 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RBB Option (right to buy) Options Exercise -$120K -10.8K -100% $11.15 0 Feb 24, 2022 Common Stock 10.8K $11.15 Direct F1
transaction RBB Option (right to buy) Options Exercise -$183K -10K -100% $18.25 0 Feb 24, 2022 Common Stock 10K $18.25 Direct F2
holding RBB Restricted Stock Units 1K Feb 24, 2022 Restricted Stock Units 1K $0.00 Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These options vest in three equal annual installments beginning one year after the 05/15/2013 date of grant.
F2 These options vest in three equal annual installments beginning one year after the 05/17/2016 date of grant.
F3 These restricted stock units vest in two equal annual installments beginning one year after the 01/19/2022 date of grant.
F4 There will be no expiration date once restricted stock units vest.

Remarks:

Ko-Yen Lin exercised a total of 20,763 shares on 2/24/2022.