Ko-Yen Lin - 24 Feb 2022 Form 4 Insider Report for RBB Bancorp (RBB)

Role
Director
Signature
/s/ Ko-Yen Lin
Issuer symbol
RBB
Transactions as of
24 Feb 2022
Net transactions value
$0
Form type
4
Filing time
02 Mar 2022, 18:11:05 UTC
Previous filing
17 Feb 2022
Next filing
25 Jul 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RBB Common Stock, No Par Value Options Exercise $120,005 +10,763 +10% $11.15 116,591 24 Feb 2022 Direct
transaction RBB Common Stock, No Par Value Options Exercise $182,500 +10,000 +8.6% $18.25 126,591 24 Feb 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RBB Option (right to buy) Options Exercise $120,005 -10,763 -100% $11.15 0 24 Feb 2022 Common Stock 10,763 $11.15 Direct F1
transaction RBB Option (right to buy) Options Exercise $182,500 -10,000 -100% $18.25 0 24 Feb 2022 Common Stock 10,000 $18.25 Direct F2
holding RBB Restricted Stock Units 1,000 24 Feb 2022 Restricted Stock Units 1,000 $0.000000 Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These options vest in three equal annual installments beginning one year after the 05/15/2013 date of grant.
F2 These options vest in three equal annual installments beginning one year after the 05/17/2016 date of grant.
F3 These restricted stock units vest in two equal annual installments beginning one year after the 01/19/2022 date of grant.
F4 There will be no expiration date once restricted stock units vest.

Remarks:

Ko-Yen Lin exercised a total of 20,763 shares on 2/24/2022.