Ko-Yen Lin - Jan 19, 2022 Form 4/A - Amendment Insider Report for RBB Bancorp (RBB)

Role
Director
Signature
/s/ Ko-Yen Lin
Stock symbol
RBB
Transactions as of
Jan 19, 2022
Transactions value $
$0
Form type
4/A - Amendment
Date filed
2/17/2022, 04:13 PM
Date Of Original Report
Jan 25, 2022
Next filing
Mar 2, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding RBB Common Stock, No Par Value 106K Jan 19, 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding RBB Option (right to buy) 10.8K Jan 19, 2022 Common Stock 10.8K $11.15 Direct F1
holding RBB Option (right to buy) 10K Jan 19, 2022 Common Stock 10K $18.25 Direct F2
holding RBB Restricted Stock Units 1K Jan 19, 2022 Restricted Stock Units 1K $0.00 Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These options vest in three equal annual installments beginning one year after the 05/15/2013 date of grant.
F2 These options vest in three equal annual installments beginning one year after the 05/17/2016 date of grant.
F3 These restricted stock units vest in two equal annual installments beginning one year after the 01/19/2022 date of grant.
F4 There will be no expiration date once restricted stock units vest.

Remarks:

Amending Ko-Yen Lin's vesting period of his granted 1,000 restricted stock units that will vest in two equal annual installments on 01/19/2023 and 01/19/2024.