Neil D. Wilkin Jr - Jan 31, 2022 Form 4 Insider Report for OPTICAL CABLE CORP (OCC)

Role
Chairman, President and CEO, Director, 10%+ Owner
Signature
/s/ Neil D. Wilkin, Jr.
Stock symbol
OCC
Transactions as of
Jan 31, 2022
Transactions value $
-$16,260
Form type
4
Date filed
2/1/2022, 04:43 PM
Previous filing
Sep 16, 2021
Next filing
Feb 1, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction OCC Common Stock Tax liability -$16.3K -3.45K -0.35% $4.72 985K Jan 31, 2022 Direct F1
holding OCC Common Stock 22.6K Jan 31, 2022 By Wilkin Capital Fund I, LLC F2
holding OCC Common Stock 315 Jan 31, 2022 By Daughter #1 F3
holding OCC Common Stock 315 Jan 31, 2022 By Daughter #2 F3
holding OCC Common Stock 115 Jan 31, 2022 By Daughter #3 F3
holding OCC Common Stock 315 Jan 31, 2022 By Son
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 3,445 shares are being surrendered as allowed by the Company's Amended and Restated 2011 Stock Incentive Plan and 2017 Stock Incentive Plan to cover the payment of taxes currently due on previously granted restricted shares.
F2 The shares are held by Wilkin Capital Fund I, LLC for the benefit of Neil D. Wilkin, Jr.
F3 The reporting person disclaims beneficial ownership of all securities held by his children, and this report should not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.