Neil D. Wilkin Jr - Sep 16, 2021 Form 4 Insider Report for OPTICAL CABLE CORP (OCC)

Role
Chairman, President and CEO, Director, 10%+ Owner
Signature
/s/ Neil D. Wilkin, Jr.
Stock symbol
OCC
Transactions as of
Sep 16, 2021
Transactions value $
$0
Form type
4
Date filed
9/16/2021, 06:06 PM
Next filing
Feb 1, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction OCC Common Stock Award $0 +72.8K +7.95% $0.00 989K Sep 16, 2021 Direct F1
holding OCC Common Stock 22.6K Sep 16, 2021 By Wilkin Capital Fund I, LLC F2
holding OCC Common Stock 315 Sep 16, 2021 By Daughter #1 F3
holding OCC Common Stock 315 Sep 16, 2021 By Daughter #2 F3
holding OCC Common Stock 115 Sep 16, 2021 By Daughter #3 F3
holding OCC Common Stock 315 Sep 16, 2021 By Son
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents an award of restricted stock under the issuer's 2017 Stock Incentive Plan. The award in the amount of 72,846 shares generally vests annually over approximately four years if certain performance goals are achieved in fiscal years 2022, 2023, 2024, and 2025 with the first possible vesting date being January 31, 2023.
F2 The shares are held by Wilkin Capital Fund I, LLC for the benefit of Neil D. Wilkin, Jr.
F3 The reporting person disclaims beneficial ownership of all securities held by his children, and this report should not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.