James D. Dondero - 06 Jan 2022 Form 4 Insider Report for NEXPOINT DIVERSIFIED REAL ESTATE TRUST (NXDT)

Role
President and Principal Executive Officer, 10%+ Owner
Signature
/s/ James D. Dondero
Issuer symbol
NXDT
Transactions as of
06 Jan 2022
Net transactions value
+$283,830
Form type
4
Filing time
10 Jan 2022, 15:49:15 UTC
Previous filing
10 Jan 2022
Next filing
12 Jan 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NXDT Common Stock Purchase $148,830 +11,000 +58% $13.53 30,042 06 Jan 2022 Direct
transaction NXDT Common Stock Purchase $135,000 +10,000 +33% $13.50 40,055 07 Jan 2022 Direct F1
holding NXDT Common Stock 2,772,032 06 Jan 2022 See Footnote F1, F2
holding NXDT Common Stock 2,050,493 06 Jan 2022 See Footnote F1, F3
holding NXDT Common Stock 509,462 06 Jan 2022 See Footnote F4
holding NXDT Common Stock 59,168 06 Jan 2022 By employee benefit plan F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes shares acquired under the issuer's dividend reinvestment plan.
F2 These shares are held by The Dugaboy Investment Trust pursuant to an employee purchase plan. Mr. Dondero disclaims beneficial ownership of such shares.
F3 These shares are held by certain entities ultimately controlled by Mr. Dondero. Mr. Dondero may be deemed to be an indirect beneficial owner of shares held by such entities. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
F4 These shares are held by subsidiaries of The Dugaboy Investment Trust. Mr. Dondero disclaims beneficial ownership of such shares.

Remarks:

President and Principal Executive Officer