James Dondero - Dec 13, 2021 Form 4 Insider Report for NEXPOINT DIVERSIFIED REAL ESTATE TRUST (NXDT)

Role
President and Principal Executive Officer, 10%+ Owner
Signature
/s/ James D. Dondero
Stock symbol
NXDT
Transactions as of
Dec 13, 2021
Transactions value $
$2,495,625
Form type
4
Date filed
12/14/2021, 06:32 PM
Previous filing
Dec 9, 2021
Next filing
Jan 10, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NXDT Common Stock Purchase $2.5M +188K +6.17% $13.31 3.22M Dec 13, 2021 See Footnote F1
holding NXDT Common Stock 2.05M Dec 13, 2021 See Footnote F2
holding NXDT Common Stock 59.1K Dec 13, 2021 By employee benefit plan
holding NXDT Common Stock 19K Dec 13, 2021 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares are held by The Dugaboy Investment Trust pursuant to an employee purchase plan. Mr. Dondero disclaims beneficial ownership of such shares.
F2 These shares are held by certain entities ultimately controlled by Mr. Dondero. Mr. Dondero may be deemed to be an indirect beneficial owner of shares held by such entities. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Remarks:

President and Principal Executive Officer