Billy L. Peck Jr. - 27 Dec 2020 Form 4 Insider Report for EVO Transportation & Energy Services, Inc.

Role
EVP, Business Development
Signature
/s/ Billy L. ("Trey") Peck, Jr.
Issuer symbol
EVOA on OTC
Transactions as of
27 Dec 2020
Net transactions value
$0
Form type
4
Filing time
08 Sep 2021, 19:00:54 UTC
Previous filing
08 Sep 2021
Next filing
14 Dec 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding EVOA Common Stock 500,000 27 Dec 2020 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction EVOA Stock Option (right to buy) Award $0 +20,000 $0.000000 20,000 27 Dec 2020 Common Stock 20,000 $2.50 Direct F1
transaction EVOA Stock Option (right to buy) Other -20,000 -100% 0 01 Sep 2021 Common Stock 20,000 $2.50 Direct F1, F2
transaction EVOA Stock Option (right to buy) Other +20,000 20,000 01 Sep 2021 Common Stock 20,000 $1.50 Direct F1, F2
holding EVOA Warrant (right to buy) 333,333 27 Dec 2020 Common Stock 333,333 $3.00 Direct
holding EVOA Warrant (right to buy) 333,333 27 Dec 2020 Common Stock 333,333 $5.00 Direct
holding EVOA Warrant (right to buy) 333,333 27 Dec 2020 Common Stock 333,333 $7.00 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Fully vested.
F2 The issuer reduced the exercise price of the option granted to the reporting person on September 1, 2021.