James Dondero - Oct 28, 2021 Form 4 Insider Report for NexPoint Strategic Opportunities Fund (NXDT)

Role
President and Principal Executive Officer, 10%+ Owner
Signature
/s/ James D. Dondero
Stock symbol
NXDT
Transactions as of
Oct 28, 2021
Transactions value $
$847,475
Form type
4
Date filed
11/1/2021, 04:16 PM
Previous filing
Oct 29, 2021
Next filing
Jun 17, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NXDT Common Stock Purchase $237K +15.9K +0.59% $14.90 2.73M Oct 28, 2021 See Footnote F1
transaction NXDT 5.50% Series A Cumulative Preferred Shares Purchase $84.5K +3.83K $22.05 3.83K Oct 28, 2021 See Footnote F2
transaction NXDT Common Stock Purchase $324K +21.4K +0.78% $15.14 2.75M Oct 29, 2021 See Footnote F1
transaction NXDT 5.50% Series A Cumulative Preferred Shares Purchase $202K +9.17K +239.35% $22.02 13K Oct 29, 2021 See Footnote F2
holding NXDT Common Stock 2.05M Oct 28, 2021 See Footnote F2
holding NXDT Common Stock 58.8K Oct 28, 2021 By employee benefit plan
holding NXDT Common Stock 18.9K Oct 28, 2021 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares are held by The Dugaboy Investment Trust pursuant to an employee purchase plan. Mr. Dondero disclaims beneficial ownership of such shares.
F2 These shares are held by certain entities ultimately controlled by Mr. Dondero. Mr. Dondero may be deemed to be an indirect beneficial owner of shares held by such entities. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Remarks:

President and Principal Executive Officer